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— journal of December 2014

physics pp. 1025–1033

Plasmonic properties of gold-coated nanoporous anodic alumina with linearly organized pores

DHEERAJ PRATAP, P MANDAL and S ANANTHA RAMAKRISHNA

Department of Physics, Indian Institute of Technology Kanpur, Kanpur 208 016, India

Corresponding author. E-mail: pdheeraj@iitk.ac.in MS received 17 September 2013; accepted 13 March 2014

DOI: 10.1007/s12043-014-0824-4; ePublication: 4 September 2014

Abstract. Anodization of aluminium surfaces containing linearly oriented scratches leads to the formation of nanoporous anodic alumina (NAA) with the nanopores arranged preferentially along the scratch marks. NAA, when coated with a thin gold film, support plasmonic resonances.

Dark-field spectroscopy revealed that gold-coated NAA with such linearly arranged pores shows a polarization-dependent scattering, that is larger when the incident light is polarized parallel to the scratch direction than when polarized perpendicular to the scratch direction. Fluorescence studies from rhodamine-6G (R6G) molecules dissolved in polymethylmethacrylate (PMMA) and deposited on these NAA templates showed that fluorescence can be strongly enhanced with the bare NAA due to multiple light scattering in the NAA, while fluorescence from the molecules deposited on gold-coated NAA is strongly quenched due to the strong plasmonic coupling.

Keywords. Plasmon; dark-field; fluorescence.

PACS Nos 73.20.Mf; 33.50.Dq; 78.68.+m

1. Introduction

Nanoporous anodic alumina (NAA) consists of hexagonally ordered nanopores formed by anodization of high-purity aluminium in an acidic environment [1–6]. Nanoporous alumina can be used as templates for the growth of ordered nanowires of metals [7–9], dielectrics [10,11], polymers [12], nanoparticles [13,14], carbon nanotubes [15] and bimetallic rods [16]. NAA templates are also useful for photonic and plasmonic appli- cations [6,10,11,16–18] and sensor applications [14,19]. The size, period and order of the nanopores greatly depend on several parameters such as the type of electrolyte used, con- centration of solution, temperature, anodizing voltage, purity of aluminium and roughness of the aluminium surface [2–6,19]. The organization of the nanopores in specific geome- tries is affected by the surface topography and the surface stress on the aluminium sheet.

The pores can be forced to form in a different order by using pre-patterned aluminium sur- faces and subsequent anodization. Techniques such as focussed ion beam milling, electron

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beam lithography or nanoimprint lithography have been used to obtain the pre-patterned aluminium surface [5,7,9,18,20,21].

We present here a simple technique to align the nanopores in a linear fashion along lines by using an aluminium surface with linear scratch marks made on it prior to the anodization process. The nanopores tend to preferentially form along the scratch marks resulting in a linear organization of the nanopores to form an anisotropic nano- structured surface. The pores are randomly arranged in the orthogonal direction on the surface and deep pores of several micrometre depth are formed. When coated by a thin film of gold, these templates can support surface plasmon resonance. In contrast to gold-coated NAA with random ordering of nanopores, the anisotropic NAA surfaces coated with gold show interesting polarization-sensitive scattering that was measured by dark-field spectroscopy. Fluorescence from molecule rhodamine-6G (R6G) deposited on these templates shows a large increase when deposited on bare NAA and a strong quenching of the fluorecence is observed from the molecules deposited on a gold- coated NAA surface. These effects are attributed to the multiple light scattering from the strongly scattering NAA and efficient coupling to the near field of plasmonic excitation, respectively.

This communication is organized as follows: §2describes the details of sample fabri- cation and equipments. Section3describes the morphological structure of the samples and the optical measurements. Our conclusions are given in §4.

2. Experimental details

2.1 Sample preparation

NAA with linearly organized pores are fabricated using the following steps: pieces of aluminium sheet of 99.9% purity (Loba Chemie, India) were cleaned by sonicating for 10 min in acetone. The cleaned aluminium sheet was then electropolished for 5 min in an electrolyte solution containing perchloric acid and ethanol in the proportion of 1 : 5 by vol- ume. A current density 0.076 A/cm2was maintained during the electropolishing process.

The polished surfaces with mirror-like finish were rinsed in deionized water and used for the subsequent anodization process. Some electropolished aluminium surfaces were deliberately scratched by a steel needle along straight lines resulting in microscratches on the surfaces. Anodization was carried out on three kinds of surfaces: (i) electropolished, (ii) electropolished and scratched surfaces and (iii) unpolished. For reference, we also anodized a high-purity aluminium sheet of 99.999% purity (Sigma Aldrich) without any electropolishing as well as after electropolishing. The anodization was carried out for 12 h in aqueous solution of oxalic acid (0.3 M) at 40 V. The temperature of the solution was maintained at 18C throughout the experiment. A magnetic stirrer at 300 rmp was used to continuously stir the solution.

NAA were used as templates to study the dark-field spectra and fluorescence of active probe molecules such as rhodamine-6G (R6G). To make the porous alumina plasmon- ically active, we deposited 25 nm thick gold film by thermal evaporation onto these templates prior to the deposition of fluorescent molecules. Rhodamine-6G dissolved in polymethylmethacrylate (R6G+PMMA) at a concentration of 50µM was spin-coated at 3000 rpm onto these gold-coated templates.

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2.2 Equipment for characterization

Surface morphology and the porous nature of the prepared aluminium sheet and NAA were investigated by field emission scanning electron microscope (FESEM: Zeiss Supra 40VP). The optical properties of the prepared samples were studied by the optical polariz- ing microscope Olympus BX51 in the bright-field and the dark-field illumination modes.

The fluorescence was measured by Olympus BX51 fluorescence microscope through a 100X objective. The wavelength bands, 488 (blue) and 548 nm (green) with FWHM of 23 and 5 nm, respectively, were used as excitation sources and appropriate filters were used to reject the excitation light for collecting fluorescence spectra. The spectra were measured by an Ocean Optics HR2000 spectrometer connected to the trinocular part of the micoscope by an optical fibre.

3. Results and discussion

3.1 Morphology of nanopores

The surface morphology of the fabricated NAA was characterized by using FESEM. The surface structures of the templates prepared with various surfaces are shown in figure1.

Figure1a templates were grown by the anodization of rough aluminium sheet without prior electropolishing, figure1b templates were grown by the anodization of electropolished

Figure 1. FESEM images of nanoporous anodic alumina obtained by anodization of aluminium sheet: (a) anodized surface without electropolishing, (b) anodized sur- face after electropolishing and (c) electropolished and scratched surface that has been subsequently anodized. The corresponding images of the surfaces of the aluminium sheet, obtained before anodization, are also shown in (d), (e) and (f) respectively, for comparison.

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smooth surfaces, and figure1c templates were grown by the anodization of electropol- ished and subsequently scratched aluminium sheets. For reference, the corresponding SEM images are shown in figure1d of the rough aluminium sheet, in figure1e of the smooth aluminium surface after the electropolishing, and figure1f of the electropolished and scratched aluminium surface, respectively. It is observed that the anodization of aluminium sheet without electropolishing resulted in pores arranged linearly in a stripe- like fashion. This is because the aluminium sheet produced by a rolling process has scratches along the rolling direction and is possibly also anisotropically stressed. This feature becomes absent when the aluminium sheet is electropolished and subsequently anodized. Figure1b shows randomly oriented pores that are obtained when the alu- minium sheet was electropolished and subsequently anodized. The originally present scratch lines were removed by the electropolishing and the surface becomes very smooth (figure1e). Finally, the anodization on the electropolished and intentionally scratched aluminium sheet resulted in the organization of pores along oriented lines. The pores are aligned along the scratching direction as can be seen in figure1c. The intentional scratching lines are visible on the reference image obtained after the electropolishing and scratching steps (figure1f). The intentional scratch lines have concave surfaces in the interior of the grooves and the local electric-field density during anodization should be very small at the bottom [22]. Similarly, large lectric fields will be present at the edges of the grooves due to the convexity with large curvature. Therefore, the anodization is more effective and faster along the edges of the grooves compared to other regions. This results in a linear organization of the pores along the grooves. The anodization without scratching the sheet resulted in randomly oriented pores, as there is no preferred direction on the electropolished surface. The high purity (99.999%) aluminium sheets, after elec- tropolishing and double-anodization processes, yield a highly-ordered hexagonal array of nanopores. It may be mentioned that by controlling the orientation of the scratching marks, one can obtain pores arranged on the over large areas, which may be carried out by a mechanical burnishing operation.

Figures2a and2b show the FESEM images of a bare NAA and a NAA with a 25 nm thick gold film deposited by thermal evaporation process. The NAA in both cases have randomly oriented pores. In figure2c, the cross-section of the gold-coated NAA is shown. We see that the the gold primarily gets deposited on the bridges between the pores

Figure 2. FESEM images of the front surface of nanoporous anodic alumina: (a) before and (b) after the deposition of a 25 nm thick Au film. Image (c) is the cross- sectional image of the Au-coated nanoporous anodic alumina showing the pores and the top gold coating.

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and may partially cover the holes. The gold does not appear to coat the inner surface of the pore walls except for about 25 nm from the surface of the NAA. Thus, we end up with a network of thin metallic bridges that span the surface of the NAA. Such thin bridge metallic structures are known to support strongly localized electromagnetic modes [23].

In the sequel, we shall examine plasmonic properties of such materials.

3.2 Light scattering from nanoporous anodic alumina

Broadband white light scattering from the alumina surfaces was studied using white light reflection in the bright-field and dark-field modes. Primarily reflected light at small scattering angles including a strong specular component is obtained with bright-field illumination, while light scattered at large angles are detected with dark-field illumina- tion where light is incident on the sample from large oblique angles through a dark-field condenser lens. Dark-field optical microscope spectroscopy is known to yield a wealth of information about localized plasmonic resonances of metallic nanostructures [24,25]. The polarization of the incident light was adjusted in such a way that the electric field of radi- ation was either parallel to the direction of linearly aligned pores (parallel polarization) or perpendicular to the direction of linearly aligned pores (perpendicular polarization).

We have used linearly organized NAA and randomly ordered NAA for the study, unless otherwise stated.

The scattering spectra from the dark-field images and the reflection spectra from the bright-field images are shown in figures3a, 3b and figures3c, 3d, respectively. It is observed that in scattering spectra, the signal is large only for incident light with parallel polarization compared to incident light with perpendicular polarization. The scattered light spectra for linearly organized pores without gold coating are seen to be low for either polarization of incident light. Interestingly, a similar trend of low scattered light is seen for randomly oriented pores with and without gold coating.

Comparatively, the reflection spectra obtained from NAA (bright-field mode) is quite different from the scattering spectra for both the polarizations. The reflectivity obtained from the linearly organized porous alumina templates with and without gold coatings have similar spectral characteristics as shown in figures3c and3d. The light scattering from the randomly oriented porous alumina templates without gold coating is also seen to be similar except for gold-coated random NAA when the reflectivity is relatively strong (figure3a). The polarization of the incident light in all these cases causes only marginal differences to the reflectivity of the samples.

It should be noted that while there are not much differences with respect to the polariza- tion for the reflection spectra, the electric field direction of the incident light with respect to the lines of the nanopores plays a significant role in the dark-field scattering spectrum.

We also note that there is significant disorder in the positioning of the nanopores along the lines and also in the line spacings. Differences in the backscattering of light from random gratings of metal or dielectrics for different polarizations has been well studied [26–30].

These random gratings consist of randomly modulated surfaces with some average spac- ings that can be defined for the spacings and the randomness is characterized by the extent of deviations from this average spacing. Enhanced backscattering was reported for shallow metallic random gratings for the electric field of the incident light polarized perpendicular to the gratings (p-polarized [26,28]), while enhanced backscattering was

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Figure 3. The large-angle scattering and reflectivity spectra obtained by dark-field and bright-field microscopic measurements. (a) The dark-field (scattering) spectra when the NAA is coated with 25 nm thick gold film, (b) the dark-field (scattering) spectra from bare NAA, (c) the bright-field (reflection) spectra when the NAA is coated with 25 nm thick gold film and (d) the bright-field spectra (reflection) from the bare NAA.

reported for incident light with electric field parallel to the gratings (s-polarized [26,29]), only for deep metallic gratings. Further, the surface plasmon excitation mechanism was dominant for the perpendicular polarization (p-polarization [29]). In our case, the gold- coated NAA can be envisaged as a network of thin metallic bridges as seen from the SEM images. Hence, the gold-coated NAA with the linearly organized pores along the scratch lines can essentially be considered to be shallow metallic random gratings. There is additional subwavelength structuring along the line due to the presence of pores. We note that the lines of pores themselves are not of subwavelength size or spacing, as they are organized by scratches of larger thickness. The bright-field reflection data indicate that the enhanced specular backscattering is comparable in both the cases of polarizations for the incident light. The dark-field scattering spectra indicate that large-angle scatter- ing predominates for parallel polarized light compared to perpendicular polarized light.

This implies that a large band of plasmonic resonances is excited, over the wavelength band of 600–800 nm. The disorder in the structure produces localized surface plasmon resonances at different wavelengths. Our observation is in contrast with the reports by Maradudin et al [26,27] with smooth grating lines, where large plasmonic excitation and

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scattering enhancements were obtained for incident light polarized perpendicular to the lines (p-polarization). This difference probably arises from the excitation of local surface plasmon (LSP) on the holes along the lines in our case. It is also noted from figure1that the interpore distance along the lines is smaller than the interpore distance perpendicular to the lines (line spacings). The reduced distance between the pores along the lines would facilitate interactions of LSP on the holes within a line. Detailed computer simulations of the 2D structured random gratings would be required to study these aspects.

3.3 Fluorescence measurements

Fluorescence spectra obtained from R6G deposited on the NAA templates are excited by using either blue light or green light as explained in §2.2and the fluorescence measured is shown in figure4. It is noted that large fluorescence is obtained from the R6G molecules deposited on plain NAA surfaces with no gold coating. This large fluorescence from the NAA surfaces compared to the fluorescence from molecules on plain glass surface is

Figure 4. Fluorescence spectra obtained from rhodamine-6G-doped PMMA spin- coated on the nanoporous anodic alumina (NAA) with and without gold coating using (a and b) 488 nm and (c and d) 548 nm wavelength excitations. (a) Fluorescence spec- tra when R6G coated on Au-coated NAA, (b) fluorescence spectra when R6G coated on bare NAA, (c) fluorescence spectra when R6G coated on Au-coated NAA and (d) fluorescence spectra when R6G coated on bare NAA.

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clearly due to the multiple scattering of both the excitation and fluorescence light within the NAA. The excitation light is confined by the vicinity of the absorbing molecules and by multiple scattering in a manner akin to that of random lasers [31]. Further, all the fluorescent light is scattered backwards contrary to the molecules on a glass slide, where the fluorescent light is also emitted in the forward directions. The fluorescence from molecules on anisotropic NAA surfaces with linear organization is higher than the fluorescence from molecules on the randomly oriented nanoporous NAA surfaces. Fur- ther, the fluorescence emitted by the molecules on the anisotropic NAA surfaces show a marginal but consistent dependence on the orientation of polarization of the incident light with respect to the linear rows of the pores. The fluorescence is higher when the excitation light is polarized parallel to the rows of the nanopores. The more effective scattering as measured in the dark-field spectra (figure3) for excitation light polarized parallel to the linear rows of nanopores possibly gives rise to the higher fluorescence in this case. It should be emphasized that these effects can be observed with both blue and green excitations.

When molecules are deposited on the gold-coated NAA surfaces that are plasmoni- cally active, a strong quenching of the fluorescence (about 20 times lower) is seen. This results from the large coupling of the excited dye molecules to the localized near-fields of the surface plasmons whereby the energy is coupled into free space modes. Quenching of the fluorescence is well known [32–34], but such a quenching that is independent of the excitation wavelength is probably due to the random nature of the plasmonic surface that enables coupling to a variety of surface plasmon modes at any emission wavelength.

Comparatively, molecules on lithographically-fabricated ordered gratings can show exci- tation wavelength-dependent enhancements of the fluorescence as the excited molecules can couple their energy into surface plasmon modes only when available [35].

4. Conclusions

We have presented a simple way of organizing nanopores in NAA into linear arrays by anodizing linearly scratched aluminium surface. The anisotropic NAA with linearly orga- nized pores showed interesting polarization-dependent scattering which is usually seen in a random grating structure. Fluorescence from R6G molecules deposited on these scatter- ing NAA surfaces showed a large enhancement, while fluorescence from R6G molecules deposited on gold-coated NAA surface was strongly quenched.

Acknowledgements

Authors thank the Nanoscience Centre, IIT Kanpur for providing the FESEM facilities.

DP thanks Council of Science and Industrial Research, India, for a research fellowship.

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