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P

RAMANA c Indian Academy of Sciences Vol. 86, No. 6

— journal of June 2016

physics pp. 1343–1353

Analytical solutions of coupled-mode equations for microring resonators

C Y ZHAO1,2

1College of Science, Hangzhou Dianzi University, Zhejiang 310018, People’s Republic of China

2State Key Laboratory of Quantum Optics and Quantum Optics Devices,

Institute of Opto-Electronics, Shanxi University, Taiyuan 030006, People’s Republic of China E-mail: zchy49@hdu.edu.cn

MS received 22 August 2014; revised 3 August 2015; accepted 7 September 2015 DOI:10.1007/s12043-016-1200-3; ePublication:7 April 2016

Abstract. We present a study on analytical solutions of coupled-mode equations for microring resonators with an emphasis on occurrence of all-optical EIT phenomenon, obtained by using a cofactor. As concrete examples, analytical solutions for a 3×3 linearly distributed coupler and a circularly distributed coupler are obtained. The former corresponds to a non-degenerate eigenvalue problem and the latter corresponds to a degenerate eigenvalue problem. For comparison and without loss of generality, analytical solution for a 4×4 linearly distributed coupler is also obtained. This paper may be of interest to optical physics and integrated photonics communities.

Keywords.Integrated optics; coupled resonators; analytical solutions; transmission.

PACS Nos 42.82.–m; 42.82.Et; 02.10.Yn

1. Introduction

As we know, in optical waveguide theory it is important to solve coupled-mode equations for optical fibre multiwaveguide systems. The coupled-mode theory is used to study the performance of single- and double-microring resonators [1–4]. Many atomic coherent effects can be realized using all-optical method, such as electromagnetic induction trans- parency (EIT), a multilevel atomic quantum interference phenomenon, and slow light, no inversion of laser, nonlinear optics and quantum information processing and so on.

During the coupling-mode theoretical study of double microrings [5,6], we noticed that the interaction between double microring was ignored. Zhenget alfirst observed light EIT-like phenomenon in a controlled double microring coupling system [7]. Xiaoet al realized the tunnelling-induced transparency effect in the chaotic optical microcavity [8].

The interaction between the microrings must be considered. Menget al[9] evaluated coupled-mode equations for linearly distributed and circularly distributed multiwaveguide systems with the same coupled coefficients. We find that the 2×2 coupled system is

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equivalent to waveguide and single microring coupled system. The 3×3 coupled system is equivalent to waveguide and double microring coupled system. In this paper, we adopt a novel approach for obtaining coupled-mode equations for linearly distributed and circularly distributed multiwaveguide systems with different coupled coefficients. Fur- thermore, we investigate the transmission characteristics of asymmetric double microring coupled systems.

The cofactor is a very useful mathematical tool. To our knowledge, it is seldom applied in asymmetric double microrings analysis. In this paper, we adopt the cofactor to evalu- ate general solutions for asymmetric double microring systems in two kinds of coupling structures. The results obtained are compared with those of the previous studies to verify the method’s effectiveness. The paper is organized as follows: Section 2 focusses on the 3×3 linearly distributed structure and 3×3 circularly distributed structure and the main conclusions are outlined. Section 3 focusses on the 4×4 linearly distributed structure.

The main conclusions are outlined in §3.

2. The 3×3 asymmetric coupled resonators

As shown in figure 1, when the light circuits in counterclockwise direction in microring 2, we have a2 = B2b2 = r2e−jθb2. When the light circuits in clockwise direction in microring 3, we havea3=B3b3=r3eb3. Here,θ=ωL/cis the phase shift.r2,r3are the loss of microring 2, 3, respectively.

In this paper, we investigate how the coupling coefficient between optical fibres is dif- ferent. ai(xi)is the mode field in theith waveguide, wherexi = β/K,i = 1–3,β is the mode propagation constant. K/2 denotes the coupling coefficient between adjacent waveguides. The coupling equation of the 3×3 asymmetric coupler is described in [9].

⎜⎜

⎜⎜

⎜⎜

∂a1

∂a∂z2

∂a∂z3

∂z

⎟⎟

⎟⎟

⎟⎟

=

⎝ 0 j(K/2)ξ j(K/2 j(K/2) ξ 0 j(K/2 j(K/2) ς j(K/2 0

a1

a2

a3

. (1)

Figure 1. Schematic diagram of the 3×3 asymmetric coupler

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We takeλi = −2xi,i=1–3, the eigenfunction eq. (1) is

λ ξ ς ξ λ η ς η λ

=λ32+η2+ς2+2ξης=λ3++q=0. (2) When(p/3)3+(q/2)2 <0, we assumeλ=ncos[u],u=π/3+ε, n=√

−4p/3, and we have cos[3u] =4 cos3[u] −3 cos[u] = −(q/2)(−p/3)3/2. The eigenvaluesλi are

λ1=ncos[u]=nχ1, λ2=ncos[u+2π/3]=nχ2, λ3=ncos[u+4π/3]=nχ3, where

χ1=x=cos[u], χ2=−1 2x

√3

2 1−x2, χ3=−1 2x+

√3

2 1−x2. (3) Setting∂ai/∂z= −λai, i =1–3, we haveai(xm)= ϕim)ejβz =ϕim)ejxmτ. If the eigenvalueχiis given, the corresponding eigenvectorϕii),i=1–3 can be given out by the cofactorAij, i, j=1–3 (see Appendix A).

ϕ1i)=n2χi2η2

Ni , ϕ2i)= ηςnξχi

Ni , ϕ3i)=ξηnςχi

Ni , Ni =

(ηςnξ χi)2+(ξηnςχi)2+(n2χi2η2)2, i =1–3 (4) and satisfy the orthogonal relationϕ1112)2122)+ϕ3132)=0. As the eigenvaluesχi are different from one another, we can use the eigensolutionai(xi)to construct a solution matrix

χ(τ)=

ϕ11)eix1τ ϕ12)eix2τ ϕ13)eix3τ ϕ21)eix1τ ϕ22)eix2τ ϕ23)eix3τ ϕ31)eix1τ ϕ32)eix2τ ϕ33)eix3τ

, (5)

Whenτ →0, corresponding to the starting point of the coupling zone,

χ1(0)=

ϕ˜11) ϕ˜21) ϕ˜31)

˜

ϕ12) ϕ˜22) ϕ˜32)

˜

ϕ13) ϕ˜23) ϕ˜33)

, (6)

where

˜

ϕ32)= (n2ςηχ2+n3ξχ1χ3+2ξ)(χ1χ3)

N1N3 ,

˜

ϕ33)= (n2ςηχ3+n3ξχ1χ2+2ξ)(χ2χ1)

N1N2 ,

=

ϕ11) ϕ12) ϕ13) ϕ21) ϕ22) ϕ23) ϕ31) ϕ32) ϕ33) ,

˜

ϕ11)= nη(ξ2ς2)(χ3χ2) N2N3 ,

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˜

ϕ21)= (n2ξηχ1+n3ςχ2χ3+2ς)(χ2χ3)

N2N3 ,

˜

ϕ12)= nη(ξ2ς2)(χ1χ3) N1N3 ,

˜

ϕ22)= (n2ξηχ2+n3ςχ1χ3+2ς)(χ3χ1)

N1N3 ,

˜

ϕ13)= nη(ξ2ς2)(χ2χ1) N1N2 ,

˜

ϕ23)= (n2ξηχ3+n3ςχ1χ2+2ς)(χ1χ2)

N1N2 .

˜

ϕ31)= (n2ςηχ1+n3ξχ2χ3+2ξ)(χ3χ2)

N2N3 . (7)

The transform matrix

R(τ)=χ(τ)χ1(0) =

α1 δ μ κ α2 ρ ν ζ α3

,

where

α1=ϕ11˜11)ejx1τ + ϕ12˜12)ejx2τ + ϕ13˜13)ejx3τ, κ= ϕ21˜11)ejx1τ + ϕ22˜12)ejx2τ + ϕ23˜13)ejx3τ, ν=ϕ31˜11)ejx1τ + ϕ32˜12)ejx2τ + ϕ33˜13)ejx3τ, δ=ϕ11˜21)ejx1τ + ϕ12˜22)ejx2τ + ϕ13˜23)ejx3τ, α2= ϕ21˜21)ejx1τ + ϕ22˜22)ejx2τ + ϕ23˜23)ejx3τ, ζ =ϕ31˜21)ejx1τ + ϕ32˜22)ejx2τ + ϕ33˜23)ejx3τ, μ=ϕ11˜31)ejx1τ + ϕ12˜32)ejx2τ + ϕ13˜33)ejx3τ, ρ=ϕ21˜31)ejx1τ + ϕ22˜32)ejx2τ + ϕ23˜33)ejx3τ, α3=ϕ31˜31)ejx1τ +ϕ32˜32)ejx2τ + ϕ33˜33)ejx3τ. (8) The output field(b1, b2, b3)is related to the input field(a1, a2, a3)by the transform matrix

form ⎛

b1

b2

b3

⎠=R(τ)

a1

a2

a3

⎠=

α1 δ μ κ α2 ρ ν ζ α3

a1

B2b2

B3b3

. (9)

We can easily find that the 3×3 coupler is equivalent to the coupled double-ring resonator.

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2.1 Linearly distributed

Settingξ =1, η=1,ς =0 andξ2+η2=2, we have p= −2,q =0,n=2√ 2/√

3.

Substituting it into eq. (3), the eigenvalues are x1=0, x2=1/√

2, x3= −1/√

2 (10)

and the transform matrix R(τ) =

(1/

2)eix1τ (1/2)ejx2τ (1/2)ejx3τ

0 (1/

2)ejx2τ(1/√ 2)ejx3τ

−(1/√

2)eix1τ (1/2)ejx2τ (1/2)ejx3τ

×

⎝1/√

2 0 −1/√

2 1/2 1/√

2 1/2

1/2 −1/√

2 1/2

. (11)

Equation (11) is the same as eq. (22) in ref. [9]. Heret =cos[τ/√ 2].

Eliminatingb1,b3from eq. (9), the transmission assumes a simplified form T =

α1α3B2α2B3+B2B3

1−α2B2α3B3+α1B2B3

2. (12)

-3 -2 -1 0 1 2 3

0.75 0.8 0.85 0.9 0.95 1

-3 -2 -1 0 1 2 3

0.5 0.6 0.7 0.8 0.9 1

-3 -2 -1 0 1 2 3

0 0.2 0.4 0.6 0.8 1

(a) (b)

(c)

T(O)

O O

O

T(O)

T(O)

Figure 2. The transmission spectrum of double microring coupled system. For exam- ple we takeα1=r2r3,α3=α2+1−α1. (a)t=0.80,r3=0.99,r2=0.85 (solid line), r2 =0.95 (dashed line), (b)t =0.80,r2= 0.85,r3 = 0.96 (solid line),r3 =1.0 (dashed line), (c)r2=0.85,r3=0.99,t=0.80 (solid line),t3=0.90 (dashed line).

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We investigate how the transmission factort, the coupling factors r2 andr3 influence the transmission spectrum (figure 2). The smaller the coupling factorr2 and transmis- sion factort, and bigger the coupling factorr3, the better will be EIT-like transmission spectrum.

2.2 Circularly distributed

If we takeξ =η=ς =1, we haveq =2,ξ =1−3ε/√

2,η=1+3ε/√

2. Substituting these into eq. (3), the eigenvalues arex1 =1,x2 = −1/2,x3 = −1/2, which are two- fold degenerate. They are the same as eq. (25) in ref. [9]. In this paper, we shall take ξ =1−3ε/√

2,η=1+3ε/√

2,ς=1, we havep= −3,q=2−(3ε)2,n=2, where εis a non-degenerate factor. Substituting it into eq. (3), the eigenvalues are

x1= −(1−√

3ε)/2, x2= −(−2+ε2)/2, x3 = −(1+√

3ε)/2. (13) When ε → 0, the matrix element α1 = α2 = α3 = ejx1τ + ejx2τ/2 = γ1, δ = μ = κ = ρ = ν = ζ = (−ejx1τ+ejx2τ)/3 =γ2, and the transfer matrix becomes

R(τ)=

γ1 γ2 γ2

γ2 γ1 γ2

γ2 γ2 γ1

,

and this is eq. (29) in ref. [9]. An application of 3×3 circularly directional coupler in a wavelength-division, de-multiplexer based on a 2 ×3 or 3×3 Mach–Zehnder interferometer [9].

Whenε=0, the transfer matrix is

R(τ)=

⎜⎜

⎜⎜

⎜⎜

ejx1τ N1

ejx2τ

√3 −ejx3τ N2

(−

6+1)ejx1τ N1

ejx2τ

√3 −(

6+1)ejx3τ N2

(−2+√ 6)ejx1τ N1

ejx2τ

√3

(2+√ 6)ejx3τ N2

⎟⎟

⎟⎟

⎟⎟

×

⎜⎜

⎜⎜

N1(3+2√ 6) 6√

6 −N1(3+√ 6) 6√

6 −N1

6 1/√

3 1/√

3 1/√

3 N2(3−2√

6) 6√

6 −N2(3−√ 6) 6√

6

N2

6

⎟⎟

⎟⎟

,

where

N1=√ 6

3−√

6, N2=√ 6

3+√

6. (14)

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-3 -2 -1 0 1 2 3 0.5

0.6 0.7 0.8 0.9 1

T(O)

O

Figure 3. The transmission spectrum of the coupled double-ring resonator for fre- quenciesθ(in GHz) withr2 =0.85,r3= 0.99,t= 0.80,ε=0 (solid line),ε =1 (the dashed line).

The transmission T =

α1+κδB1+ρμB3+ [δ(ρ2κα3)+μ(κμα1ρ)]B1B3

1−α1B1α3B3+1α3ρμ)B1B3

2. (15) We take the same parameters as in figure 2 and the transmission spectrum is shown in figure 3.

We find that the coupling factorsr2andr3, and the transmission factorthave nothing to do with the shape of transmission spectrum. The transmission spectrum remains Lorentz profile. We can see that the non-degenerate factorεsignificantly influences transmission profile as shown in figure 3.

3. The 4×4 linearly distributed coupler

As shown in figure 4,a1,b1is waveguide 1. When the light circuits in clockwise direction in microring 1 (b4a4b4), we havea4=B4b4=r3eb4. When the light circuits in counterclockwise direction in microring 2(b2a2a3b3b2), we havea2 = τ1r2e−jθb2 =τ1B2b2anda3=τ1b3, whereτ1is the transmission through ring 1.

Figure 4. Schematic diagram of the 4×4 asymmetric coupler.

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Without loss of generality, considering mode coupling between non-adjacent wave- guides, the coupled-mode equation of linearly distributed 4×4 asymmetric coupler can be described by [9]

⎜⎜

⎜⎜

⎜⎜

⎜⎜

⎜⎝

∂a1

∂a∂z2

∂a∂z3

∂a∂z4

∂z

⎟⎟

⎟⎟

⎟⎟

⎟⎟

⎟⎠

=

⎜⎜

0 j (K/2) ξ 0 0

j (K/2) ξ 0 j (K/2) η 0 0 j (K/2) η 0 j (K/2) ς

0 0 j (K/2) ς 0

⎟⎟

⎜⎜

a1

a2

a3

a4

⎟⎟

. (16)

The eigenfunction eq. (16) is

λ j(K/2)ξ 0 0

j(K/2) ξ λ j(K/2)η 0 0 j(K/2 λ j(K/2)ς

0 0 j(K/2)ς λ

4+K2

4 2222+K4

16ξ2ς2=0.

(17) Settingλi =jKxi,i=1–4,p= −(ξ2+η2+ς2), the eigenvaluesxi are

2x1=

p

2 +

p 2

2

ξ2ς2= −2x2,

2x3=

p

2 −

p 2

2

ξ2ς2= −2x4. (18) The corresponding eigenvectorϕi(xi)are

ϕ1(x1)=ϕ1(x2)=N1ξ, ϕ2(x1)= −ϕ2(x2)=N1(2x1), ϕ3(x3)= −ϕ3(x4)=N3(2x3), ϕ4(x3)=ϕ4(x4)=N3ς ϕ3(x1)=ϕ3(x2)= N1η(2x1)2

(2x1)2ς2, ϕ2(x3)=ϕ2(x4)= N3η(2x3)2 (2x3)2ξ2, ϕ4(x1)= −ϕ4(x2)= N1ης(2x1)

(2x1)2ς2, ϕ1(x3)= −ϕ1(x4)= N3ηξ(2x3)

(2x3)2ξ2. (19)

In terms of4

i=1ϕ2i(x1) =1,4

i=1ϕi2(x3)=1, we can deduceN1andN3, respectively.

To construct a solution matrix

χ(τ)=

⎜⎜

ϕ1(x1)ejx1τ ϕ1(x2)e−jx1τ ϕ1(x3)ejx3τ ϕ1(x4)e−jx3τ ϕ2(x1)ejx1τ ϕ2(x2)e−jx1τ ϕ2(x3)ejx3τ ϕ2(x4)e−jx3τ ϕ3(x1)ejx1τ ϕ3(x2)e−jx1τ ϕ3(x3)ejx3τ ϕ3(x4)e−jx3τ ϕ4(x1)ejx1τ ϕ4(x2)e−jx1τ ϕ4(x3)ejx3τ ϕ4(x4)e−jx3τ

⎟⎟

. (20)

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Whenτ →0, the inverse of eq. (20) is

χ1(0)=

⎜⎜

φ˜1(x1) φ˜2(x1) φ˜3(x1) φ˜4(x1) φ˜1(x2) φ˜2(x2) φ˜3(x2) φ˜4(x2) φ˜1(x3) φ˜2(x3) φ˜3(x3) φ˜4(x3) φ˜1(x4) φ˜2(x4) φ˜3(x4) φ˜4(x4)

⎟⎟

. (21)

Whenς→0,x1 =1/

2= −x2,x3 =x4=0, the 4×4 linearly directional coupler is composed of one 3×3 linearly directional coupler and one fibre waveguide [10].

R(τ)=

⎜⎜

2/2)cos[τ/√

2]+η2/2 j (ξ/

2)sin[τ/√

2] (ξη/2)cos[τ/√

2]−(ξη/2) 0 j(ξ/

2)sin[τ/√

2] cos[τ/√

2] j (η/

2)sin[τ/√

2] 0

(ξη/2)cos[τ/√

2]−(ξη/2) j(η/√

2)sin[τ/√

2] 2/2)cos[τ/√

2]+η2/2 0

0 0 0 1

⎟⎟

. (22) When η → 0, the 4×4 linearly directional coupler consists of two 2×2 linearly directional couplers.

R(τ)=

⎜⎜

cos[x1τ] jsin[x1τ] 0 0 jsin[x1τ] cos[x1τ] 0 0

0 0 cos[x3τ] jsin[x3τ] 0 0 jsin[x3τ] cos[x3τ]

⎟⎟

. (23)

Whenη=0, the transfer matrix is

R(τ)=χ(τ)χ1(0)=

⎜⎜

α1 δ μ κ δ α2 ρ ν μ ρ α3 ζ κ ν ζ α4

⎟⎟

-2 -1 0 1 2

0 0.2 0.4 0.6 0.8

A

-0.6 -0.4 -0.2 0 0.2 0.4 0.6 1

1.5 2 2.5

(a) (b)

(O) T(O)

O O

Figure 5. Absorption and transmission spectra of the coupled double-ring resonator for frequenciesθ(in GHz) withξ=1,ς=0.001,η=0 (solid line),η=0.5 (dashed line),r3=0.9999,t2=0.995. (a)r2=0.88,t3=r2r3=0.879912, (b)r2=1.07, t3=0.94.

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where

α1=ϕ12(x1)ejx1τ+ϕ12(x2)e−jx1τ+ϕ12(x3)ejx3τ+ϕ12(x4)e−jx3τ, α2=ϕ22(x1)ejx1τ+ϕ22(x2)e−jx1τ+ϕ22(x3)ejx3τ+ϕ22(x4)e−jx3τ, α3=ϕ32(x1)ejx1τ +ϕ32(x2)e−jx1τ +ϕ32(x3)ejx3τ+ϕ32(x4)e−jx3τ, α4=ϕ42(x1)ejx1τ +ϕ42(x2)e−jx1τ +ϕ42(x3)ejx3τ+ϕ42(x4)e−jx3τ, δ=ϕ1(x12(x1)ejx1τ +ϕ1(x22(x2)e−jx1τ+ϕ1(x32(x3)ejx3τ

+ϕ1(x42(x4)e−jx3τ,

μ=ϕ1(x13(x1)ejx1τ +ϕ1(x23(x2)e−jx1τ +ϕ1(x33(x3)ejx3τ +ϕ1(x43(x4)e−jx3τ,

κ =ϕ1(x14(x1)ejx1τ +ϕ1(x24(x2)e−jx1τ +ϕ1(x34(x3)ejx3τ +ϕ1(x44(x4)e−jx3τ,

ρ=ϕ2(x13(x1)ejx1τ +ϕ2(x23(x2)e−jx1τ +ϕ2(x33(x3)ejx3τ +ϕ2(x43(x4)e−jx3τ,

ν=ϕ2(x14(x1)ejx1τ +ϕ2(x24(x2)e−jx1τ +ϕ2(x34(x3)ejx3τ +ϕ2(x44(x4)e−jx3τ,

ζ =ϕ3(x14(x1)ejx1τ +ϕ3(x24(x2)e−jx1τ +ϕ3(x34(x3)ejx3τ

+ϕ3(x44(x4)e−jx3τ. (24) We can describe the interaction by the matrix relation

⎜⎜

b1

b2

b3

b4

⎟⎟

⎠=

⎜⎜

α1 δ μ κ δ α2 ρ ν μ ρ α3 ζ κ ν ζ α4

⎟⎟

⎜⎜

a1

B2b2τ1

b3τ1

B4b4

⎟⎟

. (25)

The transmission T (θ)=

α1+(δB2+μB31

b2

a1 +κB4

b4

a1

2, where

b2

a1

= δ(1α4B4)+κνB4

(1α2B2τ1ρB3τ1)(1α4B4)νB4(νB2+ζ B31

,

b4

a1

= κ(1α2B2τ1ρB3τ1)+δ(νB2+ζ B31

(1α2B2τ1ρB3τ1)(1α4B4)νB4(νB2+ζ B31

. (26)

The transmission of the first ring τ1 = (t1B4)/(1t1B4) has nothing to do with parameters of the second ring [1] (figure 5).

By increasing the value ofη, the absorption spectrum changes from a typical all-optical EIT-like profile to Lorentz profile. The peak value of absorption spectrum increases.

The transmission spectrum remains EIT-like, the peak value of transmission spectrum declines. Forη=0, the solid curve is in agreement with figure 2 and figure 4 in ref. [6], respectively.

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Acknowledgements

This work was supported by the State Key Laboratory of Quantum Optics and Quan- tum Optics Devices, Shanxi University, Shanxi, China (Grant No. KF201401) and the National Natural Science Foundation of China (Grant No. 11504074).

Appendix A Comparing

x ξ ς ξ x η ς η x

ϕ1

ϕ2

ϕ3

⎠=0

with ⎛

a11 a12 a13

a21 a22 a23

a31 a32 a33

A11

A21

A31

⎠=0,

we have

x ξ ς ξ x η ς η x

⎠=

a11 a12 a13

a21 a22 a23

a31 a32 a33

, ϕ1=A11, ϕ2 =A21, ϕ3=A31. (A.1)

and

a11 a12 a13

a21 a22 a23

a31 a32 a33

=a11A11+a12A21+a13A31, where

A11= a22 a23

a32 a33

, A21= − a21 a23

a31 a33

, A31= a21 a22

a31 a32

. (A.2)

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[6] X Liu, M Kong and H Feng,J. Opt. Soc. Am. B29, 68 (2012)

[7] C Zheng, X Jiang, S Hua, L Chang, G Li, H Fan and M Xiao,Opt. Exp.20, 18319 (2012) [8] Y F Xiao, X F Jiang, Q F Yang, L Wang, K B Shi, Y Li and Q H Gong,Laser Photon. Rev.7,

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